Operations

DTCC Opens Testing Environment For SFTR

The Depository Trust & Clearing Corporation (DTCC) has announced it has opened the environment for pre-production testing for the upcoming Securities Financing Transaction Regulation (SFTR).Despite calls from...

How the Coronavirus May Affect Financial Reporting and Auditing

The coronavirus pandemic has the potential to create significant changes for CPAs who prepare company financial statements — and for auditors as well. In the...

DTCC opens testing environment for SFTR

The Depository Trust & Clearing Corporation (DTCC) has announced it has opened the environment for pre-production testing for the upcoming Securities Financing Transaction Regulation (SFTR). Despite calls from...

SWIFT Delays ISO 20022 a Further Year

In its March 2020 meeting, SWIFT endorsed ambitious plans for the group to support financial institutions’ payments and securities businesses – but confirmed that...

SEC extends filing deadlines for firms impacted by coronavirus

The Securities and Exchange Commission issued an order Wednesday providing publicly traded companies with 45 extra days to file certain disclosure reports that had...

AMF Floats Creation of European ‘Digital Lab’ for Security Token Experiments in Financial Settlement

In a context of growing interest in the issuance of financial instruments on a blockchain, the AMF examined the legal obstacles to the development...

Custodians 3.0: The Evolution of the Custody Bank

If you think that custody banks are unexciting, process-driven and commoditised institutions with very little innovation, then think again. The last decade has seen tremendous...

Spanish Regulator Bans Short Selling Amid Coronavirus Driven Sell-off

The Comisión Nacional del Mercado de Valores (CNMV), the Spanish market regulator, has imposed a one-day ban on short-selling of 69 Spanish stocks aimed...
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