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BoE and CFTC reinforce cross-border supervision of derivatives clearing in new agreement

Regulators for the UK and US derivatives markets have signed a new cross-border supervisory agreement for clearing houses operating in both countries. The Bank of England (BoE)...

Cum-ex: legal opinions are no sure defence, warn tax experts

Individuals involved in cum-ex prior to 2012 will not be spared from prosecution by producing legal opinions from the time, warn Rahman Ravelli lawyers.Up...

Don’t Just Reopen Trading Floors — Reimagine Them

Dispersed trading floors are here to stay. While sell-side traders will eventually make it back to the trading floor, banks are accepting that they...

ISLA forms three new “broader” steering groups

The International Securities Lending Association (ISLA) has formed three new steering groups to address the regulatory, digital and associated market practice changes the industry...

Big banks give backing to Singapore Green Finance Centre

The Monetary Authority of Singapore and nine international banks have leant their weight to the establishment of a research institute dedicated to green finance...

Bank of Japan preps CBDC experiments

The Bank of Japan will begin central bank digital currency (CBDC) experiments early next year but says it still does not yet have any...

HSBC appointed securities services provider for HK ESG ETF

HSBC has been appointed as the as the full securities service provider by Haitong International Asset Management (HK) Limited for Haitong MSCI China A...

FSB: increase in suptech and regtech

The Financial Stability Board (FSB) has reported an increase in the use of regulatory technology (regtech) to help institutions meet their regulatory requirements and...

UK’s FCA concludes first SSR enforcement against HK asset manager

The UK’s Financial Conduct Authority (FCA) has taken its first-ever enforcement action for a breach of the Short Selling Regulation (SSR).The market regulator has...

Retooling the NMS/SIP Market Data Universe

The SEC’s initiative to revamp the National Market System (NMS) data collection and distribution framework is both welcome and overdue (see SEC press release 2020-34)....
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